Regulatory Horizon
Live federal banking rulemaking, ranked against the frameworks your institution has in scope — with the operational impact, not just the abstract.
Solutions
Every regulated risk surface, under one system.
Three command capabilities, woven into every workflow: visibility for the boardroom, intelligence for the operators, governance for the regulators.
The Platform
Command your complete risk lifecycle from one platform.
Six services that cover the full risk lifecycle — from the rules reaching your institution to the vendors you rely on and the policies that govern them.
Vendor Risk Intelligence
Every vendor screened daily against sanctions lists and enforcement dockets, each hit cited to the source and triaged by severity.
AI Document Analysis
Evidence read straight from your documents, with every answer mapped to a control and cited to the exact page.
Compliance Co-Pilot
Ask, Review, and Draft: gap analysis that names the missing control, red-flag review with audit-tested rewrites, and publication-ready policy clauses.
Policy & Mandate Lifecycle
Draft, version, and e-sign audit-grade policies and third-party mandates with a complete, defensible signature trail.
Data Residency
See exactly where every vendor stores and processes your data, mapped by jurisdiction.
The Blueprint
Three capabilities that replace a stack of point tools.
The Visibility Problem
Executive Command Center
Boards receive quarterly PDFs. Regulators expect continuous evidence. A single posture view — across every framework, vendor and control — closes that gap.
The Intelligence Problem
Smart Diagnostic Engine
Static questionnaires miss context. Our adaptive assessments interview your environment, infer gaps, and translate findings into board-ready language.
The Governance Problem
Regulatory Governance Suite
One control, every regulator. Unified mapping across SOC 2 Type II, ISO 27001, NIST CSF, HIPAA and GDPR — with auditable evidence trails.
The Workflow
Complete Policy Management Workflow.
From generation to approval, manage your entire policy lifecycle in one defensible platform — drafted by AI, refined by your team, signed with an audit-grade trail.
01
AI Generation
Generate comprehensive policies tailored to your institution's specific requirements and regulations.
02
Easy Editing
Make real-time edits to customize policies to match your organization's unique needs and preferences.
03
Digital Approval
Secure digital signature and approval process with a full audit trail and compliance documentation.
04
Export & Share
Download approved policies as formatted documents ready for implementation and distribution.
The Suite
Complete Risk Management Suite
Everything you need to assess, manage and defend risk across your organization — curated, not bolted together.
Compliance Management
Streamline regulatory compliance with AI-assisted assessments, automated reporting, and comprehensive gap analysis.
- AI-assisted control assessments
- SOC 2 & ISO 27001 control mapping
- Evidence-cited gap analysis
- Regulatory Horizon rule tracking
- Audit-ready reporting
Cybersecurity Risk
Identify, assess, and mitigate cybersecurity threats with comprehensive risk evaluation and continuous monitoring.
- Automated risk scoring
- NIST CSF & ISO 27001 mapping
- AI policy drafting & red-flag review
- Continuous control monitoring
- Portfolio risk visualization
Third-Party Risk
Manage vendor and third-party relationships with comprehensive risk assessment and continuous reassessment.
- Sanctions & enforcement screening
- Continuous vendor monitoring
- Evidence-based due diligence
- Vendor risk scoring & tiering
- Findings cited to the source
Data Residency
Where your data actually lives
Every vendor mapped to where it stores and processes your data — so concentration and cross-border exposure are answerable before an examiner asks.
Data Residency Map
Where your vendors store and process data
128 vendors mapped10 jurisdictions
By country
AI Analysis
Every answer cited to the page
Every scoped control answered from what your documents actually say, cited to the exact page. Where the evidence is silent, it's marked unverified — never assumed.
Document Analysis
Answers cited back to the evidence you uploaded
3 documents read14 controls answered
Control findings
Coverage
- Evidenced9
- Not in place2
- Unverified3
Regulatory Horizon
The rules that reach your institution
Seven federal regulators, read continuously and ranked against the frameworks your institution has in scope — your obligations, not a newsletter.
Regulatory Horizon
Live federal banking rulemaking
Last 30 days7 agencies
On the horizon
Agencies watched
- FRB
- OCC
- FDIC
- CFPB
- FinCEN
- OFAC
- SEC
Vendor Monitoring
Sanctions and enforcement, screened daily
Every vendor screened daily against sanctions lists and enforcement dockets — each hit cited to the source and held in the queue until a person clears it.
Live Vendor Risk Intelligence
Your portfolio screened against regulatory red flags
13 vendors screenedMonitoring active
Action required
Portfolio signal
- Sanctions hits1
- Active enforcement2
- Critical vendors at risk1
- Sources monitored9
Compliance Co-Pilot
Ask a compliance question, get a cited answer
Question any finding in plain language. Answers map to the control and the standard it rests on — and you can escalate to a RiskShield expert without leaving the panel.
Compliance Co-Pilot
Citations grounded in your framework catalog
Working context
Vendor assessment · SOC 2The vendor says data is encrypted at rest, but their SOC 2 never mentions key management. Is that enough?
Control MappingPartial
Encryption of data at rest — key custody and rotation
Evidence found
Section IV attests AES-256 at rest. No description of key custody, rotation interval, or separation of duties.
Gap analysis
The encryption itself is evidenced; the controls around the keys are not. Record as unverified rather than absent.
Red Flag
Key custody and rotation are never described, so the control protecting the keys cannot be verified from this report.
SOC 2 CC6.1 · ISO 27001 A.8.24
Evidence to request
Key management procedure covering custody, rotation interval, and who can access production keys.
By Industry
Purpose-built for banks and their vendors
Specialized deployments for regulated institutions and the technology partners that serve them.
Commercial Banks
Risk management for commercial banking operations, regulatory compliance, and operational resilience.
Community Banks
Tailored solutions for community banks to manage compliance, cybersecurity, and third-party risks.
Credit Unions
Specialized risk management to maintain NCUA compliance and protect member data.
Core Banking Vendors
Risk assessment and compliance for core banking system providers and technology partners.
Payment Processors
Security and compliance management for payment processing vendors serving financial institutions.
Fintech Partners
Risk management for fintech vendors delivering innovative solutions to banking institutions.
Data Service Providers
Compliance and security assessments for vendors handling sensitive banking data and analytics.
Cloud Infrastructure Vendors
Risk evaluation for cloud service providers supporting banking operations and data storage.
Cybersecurity Vendors
Assessment tools for security solution providers protecting banking institutions from threats.
Engineered for regulators. Written for the board.
Book a private walkthrough with our risk architects — tuned to your institution, your frameworks, your regulators.